Legal Proceedings Initiated by FGIC

Financial Guaranty Insurance Company (“FGIC”) may from time to time post documents related to selected legal proceedings in which it is a plaintiff.   FGIC is not undertaking an obligation to post all documents for the proceedings listed or an obligation to revise or update them to reflect changes in events or expectations.   FGIC makes no representation that the listed proceedings include all material proceedings in which it is a plaintiff.   The complete official court docket can be publicly accessed by contacting the clerk’s office of the respective court(s) where each litigation is pending.

Financial Guaranty Insurance Company vs. Morgan Stanley ABS Capital I Inc., Morgan Stanley Mortgage Capital Holdings LLC, Morgan Stanley & Co. LLC, as successor to Morgan Stanley & Co. Inc., Morgan Stanley, and Saxon Mortgage Services, Inc. (Supreme Court of the State of New York, no. 652914/2014)

Sep 23, 2014 Initial Complaint
Nov 24, 2014 Motion to Dismiss
Jan 23, 2017 Motion to Dismiss — Opinion
Feb 24, 2017 Notice of Appeal
Mar 1, 2017 Answer
Sep 13, 2018 Appeal — Decision
Feb 26, 2019 Motion for Leave to File an Amended Complaint
Jan 8, 2020 Motion for Leave to File an Amended Complaint — Opinion
Jan 10, 2020 Amended Complaint
Jan 29, 2020 Answer to Amended Complaint

Financial Guaranty Insurance Company vs. Merrill Lynch, Pierce, Fenner & Smith Incorporated; Citigroup Global Markets Inc.; Goldman Sachs & Co. LLC; J.P. Morgan Securities LLC; Morgan Stanley & Co. LLC; Oriental Financial Services LLC; Popular Securities LLC; Raymond James & Associates, Inc.; RBC Capital Markets LLC; Samuel A. Ramirez & Co., Inc.; Santander Securities LLC; UBS Financial Services Inc.; and UBS Securities LLC. (Puerto Rico Court of First Instance No. SJ2020CV06383)

Nov 25, 2020 Complaint (as filed)
Nov 25, 2020 Complaint (unofficial English translation)